Compliance Made Easy

Your Compliance Compass in a Complex Regulatory World.

Stay Ahead of Compliance Challenges with ReguCheck by Your Side.
Your Trusted Partner for Seamless Compliance Solutions

Global Regulatory Challenges​

Navigating the Storm : Global Regulatory Uncertainty and its Impact on Business​

Regulatory Landscape​

Enforcement Priorities​​

Diversified Presence​​

Organisational Changes​

Stakeholders Demand​

Our Service Offerings​

Building Trust, Ensuring Compliance: Our Comprehensive Service Offerings include Compliance Framework, Assessment, Update, Managed services and other Compliance Advisory​

Compliance Advisory​

  • Compliance policy framework design and implementation​
  • Conducting legal research on the complexity of law​
  • Conducting compliance training and education programmes ​
  • Compliance transaction advisory support​

Compliance Framework​

  • Identification of laws and compliances​​
  • Preparation of compliance checklist​
  • Setting up compliance monitoring and reporting mechanism​​
  • Automation of compliance framework through technology/ compliance tool​​
  • Establishing control and defining internal process on compliances ​​

Compliance Audit / Assessment​

  • Review of compliances to ascertain “AS IS “ status on applicable compliances​​
  • Review of compliance framework​
  • Review of compliance monitoring and reporting mechanism adopted​
  • Review of compliance tool implemented to ascertain comprehensiveness, exhaustiveness, correctness, effectiveness and acceptability​​
  • Conducting compliance risk assessment​​
  • Review of compliance/ statutory policies​​

Compliance Update / Alert​

  • Providing periodic legal update on the applicable laws ​​
  • Providing update and support on new legislations and compliances​​
  • Providing summary and effect of change in law​ ​
  • Conducting awareness sessions for the stakeholders on compliance changes​​
  • Providing support to incorporate compliance change in business, policies and processes ​​

Compliance Managed Services

  • Secondment/ deputation of subject matter expertise​
  • ​Assisting in preparation of compliance documents i.e registers, forms returns etc​​
  • Assisting the process owners in executing/doing the compliances on ground​​
  • Compliance project management support​​

Our approach for Compliance Content Creation

Identification

We will circulate the questionnaires to gather basic information about business, entity & location​ . You will share list/ copy of licence, registrations, approvals obtained​ . You will share your existing compliance checklist if any​ .

We'll identify relevant legislation based on your questionnaire responses, finalize them with your process owners, prepare compliance checklists, and mutually agree on risk rating criteria.

Preparation
Deliverable

List of applicable laws​ . Compliance checklists with compliance categorisation, risk rating​ . Awareness session for process owners on compliance checklist ​.

We'll send questionnaires to collect business details, identify applicable legislations, and share required information/documents. You'll provide documents within agreed timelines, including policies/SOPs and existing compliance checklists.

Understanding
Assessment

We'll review documents for accuracy and completeness, assess compliance status, discuss SOPs with process owners, conduct field visits, identify gaps, and assist in preparing mitigation plans.

Our assessment report highlighting gaps with recommendation, root cause and mitigation plan.​ Summary report for top management​ . Presentation to top management on assessment report​ .

Report

Compliance Tool Implementation Approach​

Our approach for implementation of compliance tool​

Framework​

Defining compliance policy and compliance framework.

Content​

Preparing detailed compliance checklist for each unit and department by identifying applicable legislations and complainces.

Base Line

Provide training and conducting discussion with respective process owners to aline with the policy & process and position taken on law.

Automation

Deploying technology tool for continues monitgoring and reporting on compliances​.

Update​

Providing legal update to keep the repository current and upto dated .

Key Features - Compliance Tool

Compliance Repository

Accurately identifies regulations and compliances as a central repository specific to your industry and unit​

Efficient Task Management

Streamline task assignments to various functions, users and ensures timely completion and adherence to it​ .

Alerts & Notifications

Notifications and alerts for compliance deadlines and level wise escalations to ensure compliances​

Compliance Proofs

Repository of all compliance proofs to streamline compliance management efforts and maintain a comprehensive record​

Compliance Reports

Customizable reporting features to generate compliance reports. It sends auto generated compliance report to management​

Compliance Dashboards

Provide various real time dashboards on compliance status across organization, location, department, process owners etc​

User Access Control

Role-based access control to ensure that only authorized personnel can view or modify compliance data​

Legal Updates

Monitor and track changes in legislations and industry standards and keeps users updated through notifications and alerts​

Vendor and 3rd Party Management

Track and manage compliance of vendors and third-party partners to ensure they meet required standards​

Audit Management

support planning and execution of compliance audits and facilitates the documentation of audit findings and corrective actions​

Mobile Accessibility​

Allows users to access and perform tasks on mobile devices, enhancing flexibility and remote work capabilities​

Integration Capabilities

Can be integrated with other business systems, such as HR, ERP and CRM​

Data Security and Privacy

Robust security features to protect sensitive compliance data and ensures compliance with data privacy regulations like GDPR and CCPA ​

Scalability​

Highly scalable and adapts to the evolving needs and growth of the organization

Customization​

Can tailored to your specific industry and regulatory requirements ​

Frequently Asked Questions

Begin your journey with ReguCheck , your comprehensive solution for navigating regulatory complexities, ensuring adherence, and fostering industry connections.

Why should my business consider using compliance consulting services ?

Compliance consulting services help businesses navigate complex laws and regulations specific to their industry, ensuring legal compliance and mitigating risks.

How can ReguCheck benefit my business ?

These services provide expertise in industry-specific compliance requirements, ongoing monitoring, and tracking to ensure alignment with legal, security, and industry standards.

How do ReguCheck work ?

Consultants specialize in understanding and implementing relevant laws and regulations, offering guidance, assessments, and customized solutions tailored to your business needs.

How do ReguCheck help with compliance software implementation ?

Consultants assist in selecting, implementing, and optimizing compliance software to streamline processes, track progress, and ensure adherence to standards and regulations.

Have Question ? Get in touch!

Partner with our ReguCheck for seamless navigation of complex regulations and risk mitigation.